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150406P - ETHICAL ISSUES IN CLINICAL RESEARCH

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Presentation at a training program ‘Applying the Principles of Ethics to Clinical Practice:’ held at Aramco Dhahran April 6, 2015 by Professor Omar Hasan Kasule Sr. MB ChB (MUK). MPH (Harvard), DrPH (Harvard) Chairman of the Ethics Committee King Fahad Medical City.

Ethical obligation to do research
·        The medical profession is obliged to seek better ways of treating disease which justifies human experimentation. Inaction by the medical profession would be considered un-ethical.
·      Treatments, even those widely used and widely accepted, must be continually re-evaluated for example high-dose estrogen for prostate cancer and clofibrate were widely used but later were found dangerous.

Risk vs benefit consideration in searching for new treatments
·      It is justifiable to subject a patient to experimentation if he can see hope in the trial: (a) present treatment is not effective (b) patient not responding to the standard treatment.
·      The situation in which a superior treatment is sought when the current treatment is effective is more complicated ethically.
·      Use of a placebo raises ethical issues because those in the control group are not deriving any benefit. It is probably acceptable in diseases like headache where it may have an effect or in adjuvant therapy.
·      There must be sufficient evidence of usefulness of the test material to justify subjecting half of the study population to its potential risks.
·      The new treatment must be compared with the best available so far.
·      It is unethical to compare the new treatment against an inferior existing treatment.
·      An ethical issue also arises when a potentially useful treatment is withheld from one half of the study population.
·      Clinical research can be ethical only if it is scientific.

Informed consent
·      Informed consent interferes with the doctor-patient relation.
·      It is difficult for a physician to tell a patient that he does not know which of the two treatments is better and at the same time warn against all the side effects expected.
·      Informed consent does not however legalize a trial that is of no benefit to the patient.

Information given for informed consent
·      Study aims, methodology, duration, benefits, and foreseeable risks of the research.
·      Possible costs should be explained to the subject.
·      The treatment of research-related harms as well as compensation for that harm must be explained.
·      The subject must be informed about possible advantageous alternatives so that they can choose to undergo treatment in the knowledge that they have the choice to choose the alternative.
·      The subjects must be informed that they have the freedom to refuse participation and to withdraw at any stage of the research.
·      The subjects should be aware of the consequences of their decision to withdraw.
·      Details about maintenance of confidentiality must also be explained.
·      The subject should know how and when research findings will be communicated to him or her.
·      The total number of research subjects must also be revealed.

Other considerations
·      Randomization when there is prior knowledge that one treatment is better than another one
·      Patients under the stress of disease may not fully understand the study and therefore their consent is not free
·      Failure to stop the study when harmful/beneficial effects appear


Case Scenario 1:
The commander of an army brigade asked the brigade physician to undertake research on causes of very high sick leaves. The physician took blood from all soldiers to look for their immune profiles. When some soldiers protested that they were not asked for consent he told him he was following military orders.

Case Scenario 2:
A physician was recruiting patients for a large multi-center study of myocardial infarction. The informed consent sheet was 10 pages long because there were many procedural details and adverse effects to disclose.  Most of the subjects were bored reading through or listening to the details and were ready to sign because they trusted the physicians doing the study.

Case Scenario 3:
A new drug that had proved efficacy against leukemia in invitro, animal and phase 2 trials was submitted for human trials. Its risk profile was not well understood from earlier studies. It was to be tested against a placebo. There was no known effective treatment for this disease.

Case Scenario 5:
A multi-center trial of a new medication was carried out at a local hospital; the hospital was among the last to join the 5-year trial. Local results showed that the drug was effective and patients were satisfied. Interim analysis of the data by the sponsor showed the superiority of the new drug. The sponsor also noticed that if the results of the local hospital were eliminated, the sample size of the remaining sites would be adequate. He therefore decided to terminate the study at the hospital prematurely and cut off the supply of the drug.